COMMISSIONS & CHARGES
Commissions and services charges effective from 17th January, 2022
| Trade-Related Services | Charges | Min & Max Charges ( If applicable ) |
|---|---|---|
| Commission | 0.5% of transaction amount | Min. HK $ 100.00 |
| Transaction Levy | 0.0027% of transaction amount | Not applicable |
| Trading Fee | 0.005% of transaction amount | Not applicable |
| Stamp Duty | 0.1% of transaction amount (rounded up to the nearest dollar) | Not applicable |
| CCASS Stock Settlement Fee | 0.006% of transaction amount | Min. HK $ 2.00 Max. HK $ 100.00 |
| Scrip Handling And Settlement-Related Services | Charges | Min & Max Charges ( If applicable ) |
|---|---|---|
| Money Settlement Fee | Free | Not applicable |
| Transfer Deed | HK $5.00 for each transfer deed | Not applicable |
| Physical Scrip Withdrawal Charge | HK $5.00 per board lot | Not applicable |
| Physical Scrip Deposit Charge | Free | Not applicable |
| S.I Scrip Delivery Through CCASS | HK $50.00 per transaction | Not applicable |
| I.S.I Scrip Delivery Through CCASS | Free | Not applicable |
| Compulsory Share Buy-back Fee | 0.50% of value eligible securities + Handling charge HK $50.00 | Not applicable |
| Nominee Services And Corporate Actions | Charges | Min & Max Charges ( If applicable ) |
|---|---|---|
| Collection Fee of Cash / Scrip Dividend or Bond Interest / Privatization (HK Stocks) | 0.5% of cash amount of dividend | Min. HK $ 30.00 Max. HK $10,000.00 |
| Claims for Dividend / Bonus Share (Chase for Dividend / Bonus Share) | Each stock/ time / period HK $400.00 + Amount received @ 0.5% | Not applicable |
| Collection Fee of Bonus Issue | HK $50.00 | Not applicable |
| Performance of Service Fees | HK $2.00 per board lot (odd lot is treated as a board lot) | Not applicable |
| Fee For Rights / Warrants Exercise / Covered Warrants & Callable Bull / Bear Contracts Settlement | HK $1.00 per board lot (odd lot is treated as a board lot) + Handling charge HK$50.00 | |
| Auto – Exercise Warrants / Cash Settlement Warrants | HK $1.00 per board lot (odd lot is treated as a board lot) + Handling charge HK$50.00 | Not applicable |
| Cash Offer / Open Offer | HK $1.00 per board lot (odd lot is treated as a board lot) + Handling charge HK$50.00 | Not applicable |
| Special and Conditional Offer | HK$1.00 per board lot (odd lot is treated as a board lot) + Handling charge HK$50.00 | Not applicable |
| Loan & other Services | Charges | Min & Max Charges ( If applicable ) |
|---|---|---|
| Margin Account Financing Charge | Loan amount@P+2% p.a (Except special agreement) | Not applicable |
| IPO | HK $20.00 per trade | Not applicable |
| EIPO | HK $20.00 per trade | Not applicable |
| Cash Account Overdue Interest | Outstanding balance after settlement date @ P+8% (Except special agreement) | Not applicable |
| Financing Charge for Subscriptions of Securities | To be determined | Not applicable |